IT Audit Consultant::::NY/NJ

Hi,

 

This is Girish, - Recruitment and Resources from SancroSoft USA Inc.

We have an urgent requirement as follows:

Please respond with resumes in MS-Word Format with the following details to Girish@sancrosoftusa.com

Full Name :
Location :
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IT Audit Consultant

 

Location: NY/NJ

Duration: Fulltime

Salary: Market

 

Responsibilities:

• Develop and support IT audit management in formulating IT audit scope, IT audit planning document , IT audit program , Risk and Control Matrix (RCM) and test procedures document on risk based approach of performing IT audit
• Perform audit of IT Key functions, IT application controls, IT system implementations of Trading, Risk Management and Pricing Systems within Investment Management (IM) / Wealth Management (WM) space.
• Perform both Integrated audits and IT audits relating to Trading Management systems within Investment Management (IM) /Wealth Management (WM) space.
• Perform walkthrough , design/ perform/ review tests of controls either independently or as part of our team utilizing our integrated IT audit approach of IT application controls
• Consistently demonstrate adherence to the Mission and Culture of the Company and the Internal IT audit Department;
• Build rapport with Management by demonstrating professionalism in the execution of assigned tasks;
• Identify, document and present all control weaknesses for discussion with IT audit Management facilitating the development of comments for inclusion in the IT audit Report;
• Effectively discuss all control weaknesses with Management, propose recommendations for controls and professionally reach agreement in a timely manner as to required actions; within IT audit management and IT clients at all levels.
• Perform preliminary write up and drafting issues and actions findings
• Establish and maintain relationships with internal IT audit, compliance and external parties (e.g. regulators and external IT auditors). Reviews process documentation and to ensure action plans are implemented in a proper and timely manner.
• Travel up to 25% may be required based on client requests/co

 

Qualifications:

5-12 years proven IT / Integrated audit experience in Banking Capital Markets /Investment Banking /Broker Dealer function or related industry is a must. Bachelor’s degree in Technology/Computer Science/Information Systems Professional IT Certification CISA is highly desirable, but not mandatory for candidates with excellent IT audit background. CISA with Level 1 or Level 2 of CFA program is highly desirable but not mandatory for candidates with excellent IT audit background and IM/WM product understanding. Excellent understanding of trading concepts, risk management systems, pricing systems and exposure to application controls of Investment Management (IM) / Wealth Management (WM) space Proven Leadership experience Must possess strong communication skills both verbal and writing Any knowledge of Sales force, exposure to web based technology is desirable and is a plus Excellent interpersonal and organizational skills and exposure to deal with Senior IT audit and IT operations clients. Exposure of working with SQL, Mainframe, UNIX is good to have and is a plus. Learns quickly when facing new problems; a relentless and versatile learner; open to change; analyzes both successes and failures for clues to improvement Competency with spreadsheets, word processing and database software and/or business systems (Word, Access, Excel, PowerPoint) Demonstrated ability to influence business partners Demonstrated ability to multi-task Ability to facilitate interdepartmental meetings as needed

 

 

Regards,

Sai Girish

 

Cell: 916-671-5591| girish@sancrosoftusa.com | www.sancrosoft.com

 

The Power of Support

Corporate Head Office: SancroSoft USA Inc

#4944, Sunrise Blvd. Fair Oaks CA - 95628. USA

 

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