This is Girish, - Recruitment and Resources from SancroSoft USA Inc.
We have an urgent requirement as follows:
Please respond with resumes in MS-Word Format with the following details to Girish@sancrosoftusa.com
Full Name :
Location :
Contact Number :
Email :
Availability :
Visa Status :
Internal Auditor
Location: New York, NY
Duration: Fulltime
Salary: Market
Responsibilities:
- Proficient with control evaluation and the testing of Controls for various AML- regulations particularly with respect to BSA/AML/OFAC , SEC filings , FINRA compliance, Lending, Deposits, CRA, Fair Lending
- Strengthen the processes and controls per the leading practices while addressing the repeated issues as reported by the client’s Internal Audit department
- Ability to independently execute risk-based audits, including risk and control identification and controls testing, with an emphasis on Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) regulations and SEC /FINRA governance processes.
- Participate in Internal Audit’s annual risk assessment and planning
- Plan, scope, execute and conclude audit projects with minimal supervision and in accordance to IA policies and procedures
- Document clear and concise workpapers according to IA department standards
- Draft reports to meet standard required for reporting to senior management
- Collaborate with the business to drive actions that are pragmatic and achievable
- Maintain accountability for the delivery of high quality audit projects in accordance with IA department standards and ensure consistent quality and the timely delivery of agreed upon objectives
- Establish and maintain excellent relationships within the team and across the business
- Provide creative input that will drive greater efficiency and value to the audit process
- Develop expertise and knowledge base of the business
- Travel up to 25% may be required based on client requests/commitments.
Qualifications:
- 3 - 5 years’ Experience in financial services industry, with Banking, Capital Markets
- Bachelor’s degree in Finance, Accounting and / or Business Administration
- Professional Certification such as CIA, CPA , CMA , CA or FRM is preferred, but not required
- Comprehensive knowledge of the Standard for the Professional Practice of Internal Auditing per the Institute of Internal Auditors
- Excellent oral and written communication skills to produce clear and concise factual findings supporting the reported level of assurance
- Strong interpersonal skills and ability to work effectively with management and team members
- Must have the ability to work independently in a dynamic, fast-paced environment and manage multiple projects/resources simultaneously
Thanks & Regards,
Girish
The power of focus
SancroSoft USA INC
4944 Sunrise Blvd, Suite B-4 || Fair Oaks, CA 95628
Phone : 916-671-5591|| Fax: 916-200-0305
E-Mail : girish@sancrosoftusa.com|| www.sancrosoftusa.com
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